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QUALCOMM INC/DE — Director's Dealing 2023
Dec 15, 2023
10546_dirs_2023-12-15_25145ccc-e8d2-471e-b4ea-bc6592a83c88.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2023-12-13
Reporting Person: ROGERS ALEXANDER H (President QTL & Global Affairs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-13 | Common Stock | A | 2996 | $0.0 | Acquired | 28225 | Direct |
| 2023-12-13 | Common Stock | F | 1486 | $138.8 | Disposed | 26739 | Direct |
| 2023-12-13 | Common Stock | A | 29165 | $0.0 | Acquired | 55904 | Direct |
| 2023-12-13 | Common Stock | F | 14460 | $138.8 | Disposed | 41444 | Direct |
| 2023-12-14 | Common Stock | S | 12972 | $140.4976 | Disposed | 28472 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-13 | Restricted Stock Unit | $ | A | 17292 | Acquired | 2026-12-15 | Common Stock (17292) | Direct |
Footnotes
F1: These shares represent Performance Stock Units that vested on October 1, 2023. On December 13, 2023, the HR and Compensation Committee determined and certified the number of shares to be paid.
F2: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 10, 2022 and intended to satisfy the affirmative defense conditions of Rule 10b5-1 (as in effect on the date of adoption).
F3: The sale prices for this transaction ranged from $139.66 to $142.45. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F5: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.