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QUALCOMM INC/DE — Director's Dealing 2023
Dec 15, 2023
10546_dirs_2023-12-15_735d9a82-d5fc-48db-abb0-08e05d765821.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2023-12-13
Reporting Person: AMON CRISTIANO R (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-13 | Common Stock | A | 5992 | $0.0 | Acquired | 194318 | Indirect |
| 2023-12-13 | Common Stock | F | 2971 | $138.8 | Disposed | 191347 | Indirect |
| 2023-12-13 | Common Stock | A | 58328 | $0.0 | Acquired | 249675 | Indirect |
| 2023-12-13 | Common Stock | F | 28919 | $138.8 | Disposed | 220756 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-13 | Restricted Stock Unit | $ | A | 57637 | Acquired | 2026-12-15 | Common Stock (57637) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 40500 | Direct |
Footnotes
F1: These shares represent Performance Stock Units that vested on October 1, 2023. On December 13, 2023, the HR and Compensation Committee determined and certified the number of shares to be paid.
F2: Each Performance Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F3: These Restricted Stock Units will be fully vested upon the recipient's attainment of Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement) on March 28, 2024. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.