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QUALCOMM INC/DE — Director's Dealing 2023
Dec 18, 2023
10546_dirs_2023-12-18_cba1806a-d0be-4ea5-9567-10a20689e794.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2023-12-15
Reporting Person: THOMPSON JAMES H (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-15 | Common Stock | M | 10542 | $0.0 | Acquired | 283522 | Direct |
| 2023-12-15 | Common Stock | F | 5723 | $143.13 | Disposed | 277799 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-15 | Restricted Stock Unit | $ | M | 10542.4711 | Disposed | 2025-12-15 | Common Stock (10542.4711) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4539 | Indirect |
| Common Stock | 45453 | Indirect |
| Common Stock | 45453 | Indirect |
Footnotes
F1: Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.
F2: Securities held by Premier Trust, as trustee.
F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F4: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025.