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QUALCOMM INC/DE — Director's Dealing 2022
May 24, 2022
10546_dirs_2022-05-23_da962ccd-faee-4ad9-a2dd-7e8626e5a679.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2022-05-20
Reporting Person: POLEK ERIN L (SVP, Controller & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-20 | Common Stock | M | 1407 | $0.0 | Acquired | 1407 | Direct |
| 2022-05-20 | Common Stock | F | 485 | $131.6 | Disposed | 922 | Direct |
| 2022-05-20 | Common Stock | M | 915 | $0.0 | Acquired | 1837 | Direct |
| 2022-05-20 | Common Stock | F | 316 | $131.6 | Disposed | 1521 | Direct |
| 2022-05-23 | Common Stock | S | 1521 | $129.95 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-20 | Restricted Stock Unit | $ | M | 1407.2996 | Disposed | 2022-11-20 | Common Stock (1407.2996) | Direct |
| 2022-05-20 | Restricted Stock Unit | $ | M | 915.8486 | Disposed | 2023-11-20 | Common Stock (915.8486) | Direct |
Footnotes
F1: The transaction was conducted under a Rule 10b5-1 trading plan.
F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F3: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter.
F4: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.