AI assistant
QUALCOMM INC/DE — Director's Dealing 2022
Oct 4, 2022
10546_dirs_2022-10-04_7e44f3a6-fe62-43a3-811d-7f543e69e169.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2022-10-01
Reporting Person: THOMPSON JAMES H (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-10-01 | Common Stock | M | 19339 | $0.0 | Acquired | 217377 | Direct |
| 2022-10-01 | Common Stock | F | 7824 | $112.98 | Disposed | 209553 | Direct |
| 2022-10-01 | Common Stock | M | 11293 | $0.0 | Acquired | 220846 | Direct |
| 2022-10-01 | Common Stock | F | 5334 | $112.98 | Disposed | 215512 | Direct |
| 2022-10-01 | Common Stock | M | 9145 | $0.0 | Acquired | 224657 | Direct |
| 2022-10-01 | Common Stock | F | 4964 | $112.98 | Disposed | 219693 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-10-01 | Restricted Stock Unit | $ | M | 19339.1723 | Disposed | 2022-10-01 | Common Stock (19339.1723) | Direct |
| 2022-10-01 | Restricted Stock Unit | $ | M | 11293.4156 | Disposed | 2023-10-01 | Common Stock (11293.4156) | Direct |
| 2022-10-01 | Restricted Stock Unit | $ | M | 9145.3478 | Disposed | 2024-10-01 | Common Stock (9145.3478) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4539 | Indirect |
| Common Stock | 45453 | Indirect |
| Common Stock | 45453 | Indirect |
Footnotes
F1: Includes 83 and 70 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2022 and July 31, 2022, respectively.
F2: Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.
F3: Securities held by Premier Trust, as trustee.
F4: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F5: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2020, 2021 and 2022.
F6: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.
F7: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.