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QUALCOMM INC/DE — Director's Dealing 2022
Oct 4, 2022
10546_dirs_2022-10-04_79dacaaf-d0fc-4813-9c7a-c30cfc4227db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2022-10-01
Reporting Person: ROGERS ALEXANDER H (President QTL & Global Affairs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-10-01 | Common Stock | M | 10743 | $0.0 | Acquired | 48284 | Direct |
| 2022-10-01 | Common Stock | F | 3754 | $112.98 | Disposed | 44530 | Direct |
| 2022-10-01 | Common Stock | M | 6274 | $0.0 | Acquired | 50804 | Direct |
| 2022-10-01 | Common Stock | F | 2963 | $112.98 | Disposed | 47841 | Direct |
| 2022-10-01 | Common Stock | M | 5080 | $0.0 | Acquired | 52921 | Direct |
| 2022-10-01 | Common Stock | F | 2758 | $112.98 | Disposed | 50163 | Direct |
| 2022-10-03 | Common Stock | S | 5591 | $114.99 | Disposed | 44572 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-10-01 | Restricted Stock Unit | $ | M | 10743.9846 | Disposed | 2022-10-01 | Common Stock (10743.9846) | Direct |
| 2022-10-01 | Restricted Stock Unit | $ | M | 6274.698 | Disposed | 2023-10-01 | Common Stock (6274.698) | Direct |
| 2022-10-01 | Restricted Stock Unit | $ | M | 5080.4085 | Disposed | 2024-10-01 | Common Stock (5080.4085) | Direct |
Footnotes
F1: Includes 83 and 70 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2022 and July 31, 2022, respectively.
F2: The transaction was conducted under a Rule 10b5-1 trading plan.
F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F4: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2020, 2021 and 2022.
F5: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.
F6: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.