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QUALCOMM INC/DE — Director's Dealing 2022
Nov 22, 2022
10546_dirs_2022-11-21_3613aebf-1b3f-4f33-a441-d4ee3b3979b3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2022-11-20
Reporting Person: POLEK ERIN L (SVP, Controller & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-20 | Common Stock | M | 1425 | $0.0 | Acquired | 1425 | Direct |
| 2022-11-20 | Common Stock | F | 493 | $123.85 | Disposed | 932 | Direct |
| 2022-11-20 | Common Stock | M | 927 | $0.0 | Acquired | 1859 | Direct |
| 2022-11-20 | Common Stock | F | 321 | $123.85 | Disposed | 1538 | Direct |
| 2022-11-20 | Common Stock | M | 2073 | $0.0 | Acquired | 3611 | Direct |
| 2022-11-20 | Common Stock | F | 717 | $123.85 | Disposed | 2894 | Direct |
| 2022-11-21 | Common Stock | S | 2894 | $121.1 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-20 | Restricted Stock Unit | $ | M | 1425.7474 | Disposed | 2022-11-20 | Common Stock (1425.7474) | Direct |
| 2022-11-20 | Restricted Stock Unit | $ | M | 927.1569 | Disposed | 2023-11-20 | Common Stock (927.1569) | Direct |
| 2022-11-20 | Restricted Stock Unit | $ | M | 2073.8028 | Disposed | 2024-11-20 | Common Stock (2073.8028) | Direct |
Footnotes
F1: The transaction was conducted under a Rule 10b5-1 trading plan.
F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F3: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2020, 2021 and 2022.
F4: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.
F5: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.