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QUALCOMM INC/DE — Director's Dealing 2022
Nov 22, 2022
10546_dirs_2022-11-21_4070d675-9151-4321-96f3-fdce65de4e5e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2022-11-20
Reporting Person: CATHEY JAMES J (Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-20 | Common Stock | M | 1974 | $0.0 | Acquired | 2891 | Direct |
| 2022-11-20 | Common Stock | F | 683 | $123.85 | Disposed | 2208 | Direct |
| 2022-11-20 | Common Stock | M | 1284 | $0.0 | Acquired | 3492 | Direct |
| 2022-11-20 | Common Stock | F | 444 | $123.85 | Disposed | 3048 | Direct |
| 2022-11-20 | Common Stock | M | 3110 | $0.0 | Acquired | 6158 | Direct |
| 2022-11-20 | Common Stock | F | 1410 | $123.85 | Disposed | 4748 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-20 | Restricted Stock Unit | $ | M | 1974.1938 | Disposed | 2022-11-20 | Common Stock (1974.1938) | Direct |
| 2022-11-20 | Restricted Stock Unit | $ | M | 1284.0757 | Disposed | 2023-11-20 | Common Stock (1284.0757) | Direct |
| 2022-11-20 | Restricted Stock Unit | $ | M | 3110.7042 | Disposed | 2024-11-20 | Common Stock (3110.7042) | Direct |
Footnotes
F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F2: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2020, 2021 and 2022.
F3: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.
F4: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.