AI assistant
QUALCOMM INC/DE — Director's Dealing 2021
Nov 23, 2021
10546_dirs_2021-11-23_720456ea-234c-4251-abd8-33b205c90bdc.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2021-11-20
Reporting Person: POLEK ERIN L (SVP, Controller & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-20 | Common Stock | M | 1435 | $0.0 | Acquired | 1435 | Direct |
| 2021-11-20 | Common Stock | M | 1397 | $0.0 | Acquired | 2832 | Direct |
| 2021-11-20 | Common Stock | M | 1816 | $0.0 | Acquired | 4648 | Direct |
| 2021-11-20 | Common Stock | F | 821 | $185.0 | Disposed | 3827 | Direct |
| 2021-11-20 | Common Stock | F | 484 | $185.0 | Disposed | 3343 | Direct |
| 2021-11-20 | Common Stock | F | 496 | $185.0 | Disposed | 2847 | Direct |
| 2021-11-22 | Common Stock | S | 2847 | $180.98 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-20 | Restricted Stock Unit | $ | M | 1435.8698 | Disposed | 2021-11-20 | Common Stock (1435.8698) | Direct |
| 2021-11-20 | Restricted Stock Unit | $ | M | 1397.0077 | Disposed | 2022-11-20 | Common Stock (1397.0077) | Direct |
| 2021-11-20 | Restricted Stock Unit | $ | M | 1816.9353 | Disposed | 2023-11-20 | Common Stock (1816.9353) | Direct |
Footnotes
F1: The transaction was conducted under a Rule 10b5-1 trading plan.
F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F3: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vest semi-annually thereafter.
F4: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vest semi-annually thereafter.
F5: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2021, and the remaining balance vest semi-annually thereafter.