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QUALCOMM INC/DE — Director's Dealing 2020
Mar 5, 2020
10546_dirs_2020-03-05_6c8456e4-e519-409e-b3a1-7dec475c9ef4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2020-03-04
Reporting Person: Randt Clark T. Jr. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-04 | Common Stock | M | 3216 | $0.0 | Acquired | 5419 | Indirect |
| 2020-03-04 | Common Stock | M | 3276 | $0.0 | Acquired | 8695 | Indirect |
| 2020-03-04 | Common Stock | D | 1037 | $81.8 | Disposed | 7658 | Indirect |
| 2020-03-04 | Common Stock | D | 1056 | $81.8 | Disposed | 6602 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-04 | Deferred Stock Unit | $ | M | 3216.275 | Disposed | Common Stock (3216.275) | Direct | |
| 2020-03-04 | Deferred Stock Unit | $ | M | 3276.2734 | Disposed | Common Stock (3276.2734) | Direct |
Footnotes
F1: Securities held by Clark T. Randt, Jr. and Sarah T. Randt.
F2: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.
F3: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash, if election is made within 60 days of the date of grant), three years from the date of grant or the later date specified in a valid deferral election. However, these Deferred Stock Units may be settled earlier upon certain other events.