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QUALCOMM INC/DE — Director's Dealing 2020
Oct 5, 2020
10546_dirs_2020-10-05_add7c8ab-b28a-4cfb-be35-1973fe7336e2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2020-10-01
Reporting Person: MOLLENKOPF STEVEN M (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-01 | Common Stock | M | 94263 | $0.0 | Acquired | 571647 | Indirect |
| 2020-10-01 | Common Stock | F | 45481 | $119.52 | Disposed | 526166 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-01 | Restricted Stock Unit | $ | M | 94263.1926 | Disposed | 2022-10-01 | Common Stock (94263.1926) | Direct |
Footnotes
F1: Includes 144 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2020.
F2: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.
F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F4: These Restricted Stock Units (and allocable dividend equivalents) vest 58.33% on October 1, 2020, 25% on October 1, 2021 and 16.67% on October 1, 2022.