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QUALCOMM INC/DE Director's Dealing 2020

Oct 5, 2020

10546_dirs_2020-10-05_4c8e47cc-8272-47ed-b059-1fc124459817.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2020-10-01

Reporting Person: MODOFF BRIAN (EVP, Strategy and M&A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-10-01 Common Stock M 5678 $0.0 Acquired 55823 Indirect
2020-10-01 Common Stock M 6044 $0.0 Acquired 61867 Indirect
2020-10-01 Common Stock F 1472 $119.52 Disposed 60395 Indirect
2020-10-01 Common Stock F 1897 $119.52 Disposed 58498 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-10-01 Restricted Stock Unit $ M 6044.7238 Disposed 2021-10-01 Common Stock (6044.7238) Direct
2020-10-01 Restricted Stock Unit $ M 5678.2327 Disposed 2022-10-01 Common Stock (5678.2327) Direct

Footnotes

F1: Includes 144 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2020.

F2: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F5: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.