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QUALCOMM INC/DE — Director's Dealing 2020
Oct 5, 2020
10546_dirs_2020-10-05_4c8e47cc-8272-47ed-b059-1fc124459817.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2020-10-01
Reporting Person: MODOFF BRIAN (EVP, Strategy and M&A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-01 | Common Stock | M | 5678 | $0.0 | Acquired | 55823 | Indirect |
| 2020-10-01 | Common Stock | M | 6044 | $0.0 | Acquired | 61867 | Indirect |
| 2020-10-01 | Common Stock | F | 1472 | $119.52 | Disposed | 60395 | Indirect |
| 2020-10-01 | Common Stock | F | 1897 | $119.52 | Disposed | 58498 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-01 | Restricted Stock Unit | $ | M | 6044.7238 | Disposed | 2021-10-01 | Common Stock (6044.7238) | Direct |
| 2020-10-01 | Restricted Stock Unit | $ | M | 5678.2327 | Disposed | 2022-10-01 | Common Stock (5678.2327) | Direct |
Footnotes
F1: Includes 144 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2020.
F2: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.
F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.
F5: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.