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QUALCOMM INC/DE — Director's Dealing 2020
Oct 5, 2020
10546_dirs_2020-10-05_e7c23251-98dc-45a6-ac6c-9af54e232ef0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2020-10-01
Reporting Person: ROGERS ALEXANDER H (EVP & President, QTL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-01 | Common Stock | M | 10323 | $0.0 | Acquired | 24889 | Direct |
| 2020-10-01 | Common Stock | M | 8791 | $0.0 | Acquired | 33680 | Direct |
| 2020-10-01 | Common Stock | F | 2897 | $119.52 | Disposed | 30783 | Direct |
| 2020-10-01 | Common Stock | F | 5603 | $119.52 | Disposed | 25180 | Direct |
| 2020-10-02 | Common Stock | S | 8491 | $116.78 | Disposed | 16689 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-01 | Restricted Stock Unit | $ | M | 8791.7419 | Disposed | 2021-10-01 | Common Stock (8791.7419) | Direct |
| 2020-10-01 | Restricted Stock Unit | $ | M | 10323.9659 | Disposed | 2022-10-01 | Common Stock (10323.9659) | Direct |
Footnotes
F1: Includes 175 and 144 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2020 and July 31, 2020, respectively.
F2: The transaction was conducted under a Rule 10b5-1 trading plan.
F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.
F5: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.