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QUALCOMM INC/DE Director's Dealing 2020

Oct 5, 2020

10546_dirs_2020-10-05_e7c23251-98dc-45a6-ac6c-9af54e232ef0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2020-10-01

Reporting Person: ROGERS ALEXANDER H (EVP & President, QTL)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-10-01 Common Stock M 10323 $0.0 Acquired 24889 Direct
2020-10-01 Common Stock M 8791 $0.0 Acquired 33680 Direct
2020-10-01 Common Stock F 2897 $119.52 Disposed 30783 Direct
2020-10-01 Common Stock F 5603 $119.52 Disposed 25180 Direct
2020-10-02 Common Stock S 8491 $116.78 Disposed 16689 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-10-01 Restricted Stock Unit $ M 8791.7419 Disposed 2021-10-01 Common Stock (8791.7419) Direct
2020-10-01 Restricted Stock Unit $ M 10323.9659 Disposed 2022-10-01 Common Stock (10323.9659) Direct

Footnotes

F1: Includes 175 and 144 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2020 and July 31, 2020, respectively.

F2: The transaction was conducted under a Rule 10b5-1 trading plan.

F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F5: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.