QUALCOMM INC/DE — Director's Dealing 2020

Oct 5, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2020-10-01

Reporting Person: Rosenberg Donald J (EVP & General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-01	Common Stock	M	9292	$0.0	Acquired	9292	Direct
2020-10-01	Common Stock	M	9889	$0.0	Acquired	19181	Direct
2020-10-01	Common Stock	F	3417	$119.52	Disposed	15764	Direct
2020-10-01	Common Stock	F	5044	$119.52	Disposed	10720	Direct
2020-10-05	Common Stock	S	10720	$118.2695	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-01	Restricted Stock Unit	$	M	9889.9078	Disposed	2021-10-01	Common Stock (9889.9078)	Direct
2020-10-01	Restricted Stock Unit	$	M	9292.4957	Disposed	2022-10-01	Common Stock (9292.4957)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	12946	Indirect

Footnotes

F1: The transaction was conducted under a Rule 10b5-1 trading plan.

F2: The sale prices for this transaction ranged from $118.1726 to $118.40. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.

F4: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F6: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.