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QUALCOMM INC/DE Director's Dealing 2020

Oct 5, 2020

10546_dirs_2020-10-05_76e0976f-99f9-4e4e-af08-75379ae45406.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2020-10-01

Reporting Person: THOMPSON JAMES H (EVP, Engineering & CTO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-10-01 Common Stock M 18583 $0.0 Acquired 59933 Direct
2020-10-01 Common Stock M 15385 $0.0 Acquired 75318 Direct
2020-10-01 Common Stock F 6012 $119.52 Disposed 69306 Direct
2020-10-01 Common Stock F 10087 $119.52 Disposed 59219 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-10-01 Restricted Stock Unit $ M 15385.0137 Disposed 2021-10-01 Common Stock (15385.0137) Direct
2020-10-01 Restricted Stock Unit $ M 18583.9622 Disposed 2022-10-01 Common Stock (18583.9622) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4539 Indirect
Common Stock 45453 Indirect
Common Stock 45453 Indirect

Footnotes

F1: Includes 144 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2020.

F2: Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.

F3: Securities held by Premier Trust, as trustee.

F4: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F6: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.