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QUALCOMM INC/DE — Director's Dealing 2020
Nov 23, 2020
10546_dirs_2020-11-23_8cc0b4ac-3d59-410e-b400-303fcc6e6a20.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2020-11-20
Reporting Person: Palkhiwala Akash J. (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-20 | Common Stock | M | 3791 | $0.0 | Acquired | 28800 | Direct |
| 2020-11-20 | Common Stock | M | 2338 | $0.0 | Acquired | 31138 | Direct |
| 2020-11-20 | Common Stock | M | 2470 | $0.0 | Acquired | 33608 | Direct |
| 2020-11-20 | Common Stock | F | 1225 | $146.03 | Disposed | 32383 | Direct |
| 2020-11-20 | Common Stock | F | 1159 | $146.03 | Disposed | 31224 | Direct |
| 2020-11-20 | Common Stock | F | 1880 | $146.03 | Disposed | 29344 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-20 | Restricted Stock Unit | $ | M | 2470.9347 | Disposed | 2020-11-20 | Common Stock (2470.9347) | Direct |
| 2020-11-20 | Restricted Stock Unit | $ | M | 2338.5476 | Disposed | 2021-11-20 | Common Stock (2338.5476) | Direct |
| 2020-11-20 | Restricted Stock Unit | $ | M | 3791.3218 | Disposed | 2022-11-20 | Common Stock (3791.3218) | Direct |
Footnotes
F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F2: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vested semi-annually thereafter.
F3: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.
F4: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter.