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QUALCOMM INC/DE Director's Dealing 2020

Nov 23, 2020

10546_dirs_2020-11-23_8cc0b4ac-3d59-410e-b400-303fcc6e6a20.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2020-11-20

Reporting Person: Palkhiwala Akash J. (EVP & Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-20 Common Stock M 3791 $0.0 Acquired 28800 Direct
2020-11-20 Common Stock M 2338 $0.0 Acquired 31138 Direct
2020-11-20 Common Stock M 2470 $0.0 Acquired 33608 Direct
2020-11-20 Common Stock F 1225 $146.03 Disposed 32383 Direct
2020-11-20 Common Stock F 1159 $146.03 Disposed 31224 Direct
2020-11-20 Common Stock F 1880 $146.03 Disposed 29344 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-20 Restricted Stock Unit $ M 2470.9347 Disposed 2020-11-20 Common Stock (2470.9347) Direct
2020-11-20 Restricted Stock Unit $ M 2338.5476 Disposed 2021-11-20 Common Stock (2338.5476) Direct
2020-11-20 Restricted Stock Unit $ M 3791.3218 Disposed 2022-11-20 Common Stock (3791.3218) Direct

Footnotes

F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vested semi-annually thereafter.

F3: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.

F4: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter.