QUALCOMM INC/DE — Director's Dealing 2020

Nov 23, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2020-11-20

Reporting Person: POLEK ERIN L (SVP & Chief Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-20	Common Stock	M	2738	$0.0	Acquired	2738	Direct
2020-11-20	Common Stock	M	1407	$0.0	Acquired	4145	Direct
2020-11-20	Common Stock	M	1138	$0.0	Acquired	5283	Direct
2020-11-20	Common Stock	F	394	$146.03	Disposed	4889	Direct
2020-11-20	Common Stock	F	487	$146.03	Disposed	4402	Direct
2020-11-20	Common Stock	F	947	$146.03	Disposed	3455	Direct
2020-11-23	Common Stock	S	3455	$142.48	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-20	Restricted Stock Unit	$	M	1138.2957	Disposed	2020-11-20	Common Stock (1138.2957)	Direct
2020-11-20	Restricted Stock Unit	$	M	1407.1919	Disposed	2021-11-20	Common Stock (1407.1919)	Direct
2020-11-20	Restricted Stock Unit	$	M	2738.2341	Disposed	2022-11-20	Common Stock (2738.2341)	Direct

Footnotes

F1: The transaction was conducted under a Rule 10b5-1 trading plan.

F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vested semi-annually thereafter.

F4: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.

F5: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter.