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QUALCOMM INC/DE Director's Dealing 2020

Nov 23, 2020

10546_dirs_2020-11-23_5fb66148-47ac-4989-ad6f-1d864b69afe9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2020-11-20

Reporting Person: THOMPSON JAMES H (EVP, Engineering & CTO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-20 Common Stock M 20291 $0.0 Acquired 79510 Direct
2020-11-20 Common Stock F 9584 $146.03 Disposed 69926 Direct
2020-11-20 Common Stock G 694 $0.0 Disposed 69232 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-20 Restricted Stock Unit $ M 20291.6499 Disposed 2020-11-20 Common Stock (20291.6499) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4539 Indirect
Common Stock 45453 Indirect
Common Stock 45453 Indirect

Footnotes

F1: Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.

F2: Securities held by Premier Trust, as trustee.

F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020.