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QUALCOMM INC/DE Director's Dealing 2020

Nov 23, 2020

10546_dirs_2020-11-23_f91ab265-2437-4af7-a484-65a1679bfd44.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2020-11-20

Reporting Person: ROGERS ALEXANDER H (EVP & President, QTL)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-20 Common Stock M 13090 $0.0 Acquired 29779 Direct
2020-11-20 Common Stock F 6182 $146.03 Disposed 23597 Direct
2020-11-23 Common Stock S 5526 $142.48 Disposed 18071 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-20 Restricted Stock Unit $ M 13090.9573 Disposed 2020-11-20 Common Stock (13090.9573) Direct

Footnotes

F1: The transaction was conducted under a Rule 10b5-1 trading plan.

F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020.