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QUALCOMM INC/DE — Director's Dealing 2020
Nov 24, 2020
10546_dirs_2020-11-24_5b9f5135-22a9-482c-ae86-aae7605a0e66.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2020-11-20
Reporting Person: Rosenberg Donald J (EVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-20 | Common Stock | M | 14727 | $0.0 | Acquired | 14727 | Direct |
| 2020-11-20 | Common Stock | F | 6956 | $146.03 | Disposed | 7771 | Direct |
| 2020-11-24 | Common Stock | S | 7771 | $142.5136 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-20 | Restricted Stock Unit | $ | M | 14727.8823 | Disposed | 2020-11-20 | Common Stock (14727.8823) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12946 | Indirect |
Footnotes
F1: The transaction was conducted under a Rule 10b5-1 trading plan.
F2: The sale prices for this transaction ranged from $142.2293 to $142.7800. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.
F4: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F5: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020.