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QUALCOMM INC/DE Director's Dealing 2020

Nov 24, 2020

10546_dirs_2020-11-24_5b9f5135-22a9-482c-ae86-aae7605a0e66.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2020-11-20

Reporting Person: Rosenberg Donald J (EVP & General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-20 Common Stock M 14727 $0.0 Acquired 14727 Direct
2020-11-20 Common Stock F 6956 $146.03 Disposed 7771 Direct
2020-11-24 Common Stock S 7771 $142.5136 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-20 Restricted Stock Unit $ M 14727.8823 Disposed 2020-11-20 Common Stock (14727.8823) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 12946 Indirect

Footnotes

F1: The transaction was conducted under a Rule 10b5-1 trading plan.

F2: The sale prices for this transaction ranged from $142.2293 to $142.7800. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.

F4: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020.