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QUALCOMM INC/DE — Director's Dealing 2020
Nov 24, 2020
10546_dirs_2020-11-24_003af606-3aed-495f-b467-eb957d77e60f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2020-11-20
Reporting Person: AMON CRISTIANO R (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-20 | Common Stock | M | 17041 | $0.0 | Acquired | 67794 | Direct |
| 2020-11-20 | Common Stock | M | 21846 | $0.0 | Acquired | 89640 | Direct |
| 2020-11-20 | Common Stock | F | 10832 | $146.03 | Disposed | 78808 | Direct |
| 2020-11-20 | Common Stock | F | 8449 | $146.03 | Disposed | 70359 | Direct |
| 2020-11-24 | Common Stock | S | 19606 | $143.6518 | Disposed | 50753 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-20 | Restricted Stock Unit | $ | M | 17041.0525 | Disposed | 2020-11-20 | Common Stock (17041.0525) | Direct |
| 2020-11-20 | Restricted Stock Unit | $ | M | 21846.3955 | Disposed | 2020-11-20 | Common Stock (21846.3955) | Direct |
Footnotes
F1: The transaction was conducted under a Rule 10b5-1 trading plan.
F2: The sale prices for this transaction ranged from $141.16 to $146.27. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F4: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020.