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QUALCOMM INC/DE Director's Dealing 2019

Feb 12, 2019

10546_dirs_2019-02-12_67867ace-fdd3-4d5c-b03c-c15ef85e5189.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2019-02-11

Reporting Person: THOMPSON JAMES H (EVP, Engineering QTI & CTO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-11 Common Stock M 40000 $41.36 Acquired 62301 Direct
2019-02-11 Common Stock S 40000 $50.7517 Disposed 22301 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-11 Non-Qualified Stock Option (right to buy) $41.36 M 40000 Disposed 2019-04-23 Common Stock (40000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4539 Indirect
Common Stock 45453 Indirect
Common Stock 45453 Indirect

Footnotes

F1: The transaction was conducted under a Rule 10b5-1 trading plan.

F2: The sale prices for this transaction ranged from $50.385 to $50.98. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3: Includes 194 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2019.

F4: Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.

F5: Securities held by Premier Trust, as trustee.

F6: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.