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QUALCOMM INC/DE — Director's Dealing 2019
Apr 9, 2019
10546_dirs_2019-04-09_74789927-94e5-4813-b959-5de439b4709d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2019-04-02
Reporting Person: WISE DAVID (Interim CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17293 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Unit | $0.0 | Common Stock (5826.1089) | Indirect | ||
| Restricted Stock Unit | $ | 2019-11-20 | Common Stock (3231.1936) | Direct | |
| Restricted Stock Unit | $ | 2020-11-20 | Common Stock (6125.9164) | Direct | |
| Restricted Stock Unit | $ | 2021-02-20 | Common Stock (1645.7008) | Direct | |
| Restricted Stock Unit | $ | 2021-11-20 | Common Stock (11376.8072) | Direct |
Footnotes
F1: The common stock issued under the terms of the Company's Non-Qualified Deferred Compensation Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissible form of distribution under the Plan.
F2: The rights awarded under the Company's Non-Qualified Deferred Compensation Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.
F3: The rights awarded under the Company's Non-Qualified Deferred Compensation Plan will be eligible for distribution upon termination.
F4: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2017, and the remaining balance vests semi-annually thereafter.
F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F6: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter.
F7: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on February 20, 2019, and the remaining balance vests semi-annually thereafter.
F8: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.