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QUALCOMM INC/DE — Director's Dealing 2019
Apr 18, 2019
10546_dirs_2019-04-17_f8cf3309-25f5-43f0-9ef3-2fad53f9c889.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Zoom Video Communications, Inc. (ZM)
CIK: 0001585521
Period of Report: 2019-04-17
Reporting Person: QUALCOMM INC/DE (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Preferred Stock | $ | Class B Common Stock (3333332) | Direct | ||
| Series C Preferred Stock | $ | Class B Common Stock (543176) | Direct | ||
| Series D Preferred Stock | $ | Class B Common Stock (353324) | Direct | ||
| Class B Common Stock | $ | Class A Common Stock (14552) | Indirect |
Footnotes
F1: Each share of preferred stock shall automatically convert into Class B Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and has no expiration date.
F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Following the completion of the Issuer's initial public offering of Class A Common Stock, the Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) the occurrence of certain other events as specified in the Issuer's amended and restated certificate of incorporation.
F3: Shares are held by Qualcomm Global Trading Pte. Ltd., an indirect, wholly-owned subsidiary of the Reporting Person.