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QUALCOMM INC/DE — Director's Dealing 2019
May 7, 2019
10546_dirs_2019-05-07_bf1ea5e7-8726-4001-8112-629a0d478823.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2019-05-05
Reporting Person: THOMPSON JAMES H (EVP, Engineering QTI & CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-05 | Common Stock | M | 11357 | $0.0 | Acquired | 33658 | Direct |
| 2019-05-05 | Common Stock | M | 14963 | $0.0 | Acquired | 48621 | Direct |
| 2019-05-05 | Common Stock | F | 4585 | $89.29 | Disposed | 44036 | Direct |
| 2019-05-05 | Common Stock | F | 7419 | $89.29 | Disposed | 36617 | Direct |
| 2019-05-05 | Common Stock | A | 7331 | $0.0 | Acquired | 43948 | Direct |
| 2019-05-05 | Common Stock | F | 3635 | $89.29 | Disposed | 40313 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-05 | Restricted Stock Unit | $ | M | 11357.555 | Disposed | 2019-05-05 | Common Stock (11357.555) | Direct |
| 2019-05-05 | Restricted Stock Unit | $ | M | 14963.6388 | Disposed | 2019-05-05 | Common Stock (14963.6388) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4539 | Indirect |
| Common Stock | 45453 | Indirect |
| Common Stock | 45453 | Indirect |
Footnotes
F1: These shares represent Performance Stock Units that vested on April 7, 2019. On May 5, 2019, the Compensation Committee determined and certified the number of shares to be paid.
F2: Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.
F3: Securities held by Premier Trust, as trustee.
F4: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F5: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.
F6: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019.