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QUALCOMM INC/DE — Director's Dealing 2019
May 9, 2019
10546_dirs_2019-05-08_610367cd-6bd4-4fb6-bc59-fce17c87d088.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2019-05-06
Reporting Person: THOMPSON JAMES H (EVP, Engineering QTI & CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-06 | Common Stock | M | 51000 | $55.31 | Acquired | 91313 | Direct |
| 2019-05-06 | Common Stock | S | 51000 | $87.3883 | Disposed | 40313 | Direct |
| 2019-05-06 | Common Stock | A | 19264 | $0.0 | Acquired | 59577 | Direct |
| 2019-05-06 | Common Stock | F | 9552 | $88.25 | Disposed | 50025 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-06 | Non-Qualified Stock Option (right to buy) | $55.31 | M | 51000 | Disposed | 2019-07-05 | Common Stock (51000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4539 | Indirect |
| Common Stock | 45453 | Indirect |
| Common Stock | 45453 | Indirect |
Footnotes
F1: The sale prices for this transaction ranged from $87.30 to $87.64. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F2: Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.
F3: Securities held by Premier Trust, as trustee.
F4: The options vest on the first anniversary of the date of grant as to 1/4th of the total shares granted and the remaining balance vests semi-annually. The option is fully vested four years after the date of grant.