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QUALCOMM INC/DE — Director's Dealing 2019
Aug 27, 2019
10546_dirs_2019-08-27_c756a4f9-5a36-4d50-a5e6-104ce36c7791.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2019-08-23
Reporting Person: Palkhiwala Akash J. (SVP & Interim CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18462 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Unit | $0.0 | Common Stock (2509.58) | Indirect | ||
| Restricted Stock Unit | $ | 2019-11-20 | Common Stock (1901.282) | Direct | |
| Restricted Stock Unit | $ | 2020-11-20 | Common Stock (7143.7521) | Direct | |
| Restricted Stock Unit | $ | 2021-05-20 | Common Stock (9101.2725) | Direct | |
| Restricted Stock Unit | $ | 2021-11-20 | Common Stock (13518.9215) | Direct |
Footnotes
F1: The common stock issued under the terms of the Company's Non-Qualified Deferred Compensation Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissible form of distribution under the Plan.
F2: The rights awarded under the Company's Non-Qualified Deferred Compensation Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.
F3: The rights awarded under the Company's Non-Qualified Deferred Compensation Plan will be eligible for distribution upon termination.
F4: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2017, and the remaining balance vests semi-annually thereafter.
F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F6: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter.
F7: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2019, 2020 and 2021.
F8: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.