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QUALCOMM INC/DE Director's Dealing 2019

Oct 3, 2019

10546_dirs_2019-10-03_21c013b4-2267-449a-aaff-d8c2361d3bb6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2019-10-01

Reporting Person: STERLING MICHELLE M (EVP, Human Resources)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-10-01 Common Stock M 6404 $0.0 Acquired 32254 Indirect
2019-10-01 Common Stock F 2690 $75.47 Disposed 29564 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-10-01 Restricted Stock Unit $ M 6404.8956 Disposed 2021-10-01 Common Stock (6404.8956) Direct

Footnotes

F1: Includes 251 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2019.

F2: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.