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QUALCOMM INC/DE — Director's Dealing 2019
Oct 3, 2019
10546_dirs_2019-10-03_8b82486f-46e0-4a67-b0ea-51d1c14c0283.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2019-10-01
Reporting Person: THOMPSON JAMES H (EVP, Engineering QTI & CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-01 | Common Stock | M | 14945 | $0.0 | Acquired | 65221 | Direct |
| 2019-10-01 | Common Stock | F | 8112 | $75.47 | Disposed | 57109 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-01 | Restricted Stock Unit | $ | M | 14945.4488 | Disposed | 2021-10-01 | Common Stock (14945.4488) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4539 | Indirect |
| Common Stock | 45453 | Indirect |
| Common Stock | 45453 | Indirect |
Footnotes
F1: Includes 251 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2019.
F2: Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.
F3: Securities held by Premier Trust, as trustee.
F4: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F5: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.