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QUALCOMM INC/DE Director's Dealing 2019

Oct 3, 2019

10546_dirs_2019-10-03_8b82486f-46e0-4a67-b0ea-51d1c14c0283.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2019-10-01

Reporting Person: THOMPSON JAMES H (EVP, Engineering QTI & CTO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-10-01 Common Stock M 14945 $0.0 Acquired 65221 Direct
2019-10-01 Common Stock F 8112 $75.47 Disposed 57109 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-10-01 Restricted Stock Unit $ M 14945.4488 Disposed 2021-10-01 Common Stock (14945.4488) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4539 Indirect
Common Stock 45453 Indirect
Common Stock 45453 Indirect

Footnotes

F1: Includes 251 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2019.

F2: Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.

F3: Securities held by Premier Trust, as trustee.

F4: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.