AI assistant
QUALCOMM INC/DE — Director's Dealing 2019
Oct 17, 2019
10546_dirs_2019-10-17_92105f5e-8b9e-43ba-98c8-3dbbb849477a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Zoom Video Communications, Inc. (ZM)
CIK: 0001585521
Period of Report: 2019-10-15
Reporting Person: QUALCOMM INC/DE (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-15 | Class A Common Stock | C | 1340000 | $0.00 | Acquired | 1340000 | Direct |
| 2019-04-15 | Class A Common Stock | S | 340000 | $69.5054 | Disposed | 1000000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-15 | Class B Common Stock | $ | C | 1340000 | Disposed | Class A Common Stock (1340000) | Indirect |
Footnotes
F1: Reflects the voluntary conversion of Class B Common Stock into Class A Common Stock.
F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) the occurrence of certain other events as specified in the Issuer's amended and restated certificate of incorporation.
F3: 14,552 shares are held by Qualcomm Global Trading Pte. Ltd., an indirect, wholly-owned subsidiary of the Reporting Person. The remaining shares are held directly by the Reporting Person.