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QUALCOMM INC/DE Director's Dealing 2019

Nov 22, 2019

10546_dirs_2019-11-22_66ccd519-18bf-4f37-91a7-5afd6fbda92f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2019-11-20

Reporting Person: MODOFF BRIAN (EVP, Strategy and M&A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-20 Common Stock M 7440 $0.0 Acquired 42288 Indirect
2019-11-20 Common Stock M 8743 $0.0 Acquired 51031 Indirect
2019-11-20 Common Stock F 2928 $85.62 Disposed 48103 Indirect
2019-11-20 Common Stock F 3440 $85.62 Disposed 44663 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-11-20 Restricted Stock Unit $ M 7440.8119 Disposed 2019-11-20 Common Stock (7440.8119) Direct
2019-11-20 Restricted Stock Unit $ M 8743.7023 Disposed 2020-11-20 Common Stock (8743.7023) Direct

Footnotes

F1: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.