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QUALCOMM INC/DE — Director's Dealing 2019
Nov 22, 2019
10546_dirs_2019-11-22_66ccd519-18bf-4f37-91a7-5afd6fbda92f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2019-11-20
Reporting Person: MODOFF BRIAN (EVP, Strategy and M&A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-20 | Common Stock | M | 7440 | $0.0 | Acquired | 42288 | Indirect |
| 2019-11-20 | Common Stock | M | 8743 | $0.0 | Acquired | 51031 | Indirect |
| 2019-11-20 | Common Stock | F | 2928 | $85.62 | Disposed | 48103 | Indirect |
| 2019-11-20 | Common Stock | F | 3440 | $85.62 | Disposed | 44663 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-20 | Restricted Stock Unit | $ | M | 7440.8119 | Disposed | 2019-11-20 | Common Stock (7440.8119) | Direct |
| 2019-11-20 | Restricted Stock Unit | $ | M | 8743.7023 | Disposed | 2020-11-20 | Common Stock (8743.7023) | Direct |
Footnotes
F1: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.
F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F3: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.
F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.
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