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QUALCOMM INC/DE — Director's Dealing 2019
Nov 22, 2019
10546_dirs_2019-11-22_69af6b47-fbef-4d40-85ff-5b995284826f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2019-11-20
Reporting Person: Palkhiwala Akash J. (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-20 | Common Stock | M | 1916 | $0.0 | Acquired | 20378 | Direct |
| 2019-11-20 | Common Stock | M | 2400 | $0.0 | Acquired | 22778 | Direct |
| 2019-11-20 | Common Stock | M | 4541 | $0.0 | Acquired | 27319 | Direct |
| 2019-11-20 | Common Stock | F | 663 | $85.62 | Disposed | 26656 | Direct |
| 2019-11-20 | Common Stock | F | 830 | $85.62 | Disposed | 25826 | Direct |
| 2019-11-20 | Common Stock | F | 1571 | $85.62 | Disposed | 24255 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-20 | Restricted Stock Unit | $ | M | 1916.5217 | Disposed | 2019-11-20 | Common Stock (1916.5217) | Direct |
| 2019-11-20 | Restricted Stock Unit | $ | M | 2400.3377 | Disposed | 2020-11-20 | Common Stock (2400.3377) | Direct |
| 2019-11-20 | Restricted Stock Unit | $ | M | 4541.3888 | Disposed | 2021-11-20 | Common Stock (4541.3888) | Direct |
Footnotes
F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F2: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2017, and the remaining balance vests semi-annually thereafter.
F3: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter.
F4: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.