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QUALCOMM INC/DE Director's Dealing 2019

Nov 22, 2019

10546_dirs_2019-11-22_69af6b47-fbef-4d40-85ff-5b995284826f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2019-11-20

Reporting Person: Palkhiwala Akash J. (EVP & Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-20 Common Stock M 1916 $0.0 Acquired 20378 Direct
2019-11-20 Common Stock M 2400 $0.0 Acquired 22778 Direct
2019-11-20 Common Stock M 4541 $0.0 Acquired 27319 Direct
2019-11-20 Common Stock F 663 $85.62 Disposed 26656 Direct
2019-11-20 Common Stock F 830 $85.62 Disposed 25826 Direct
2019-11-20 Common Stock F 1571 $85.62 Disposed 24255 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-11-20 Restricted Stock Unit $ M 1916.5217 Disposed 2019-11-20 Common Stock (1916.5217) Direct
2019-11-20 Restricted Stock Unit $ M 2400.3377 Disposed 2020-11-20 Common Stock (2400.3377) Direct
2019-11-20 Restricted Stock Unit $ M 4541.3888 Disposed 2021-11-20 Common Stock (4541.3888) Direct

Footnotes

F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2017, and the remaining balance vests semi-annually thereafter.

F3: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter.

F4: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.