QUALCOMM INC/DE — Director's Dealing 2019

Nov 22, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2019-11-20

Reporting Person: POLEK ERIN L (SVP & Chief Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-20	Common Stock	M	1040	$0.0	Acquired	1040	Direct
2019-11-20	Common Stock	M	1105	$0.0	Acquired	2145	Direct
2019-11-20	Common Stock	M	2732	$0.0	Acquired	4877	Direct
2019-11-20	Common Stock	F	360	$85.62	Disposed	4517	Direct
2019-11-20	Common Stock	F	382	$85.62	Disposed	4135	Direct
2019-11-20	Common Stock	F	945	$85.62	Disposed	3190	Direct
2019-11-21	Common Stock	S	3190	$84.65	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-11-20	Restricted Stock Unit	$	M	1040.0776	Disposed	2019-11-20	Common Stock (1040.0776)	Direct
2019-11-20	Restricted Stock Unit	$	M	1105.7736	Disposed	2020-11-20	Common Stock (1105.7736)	Direct
2019-11-20	Restricted Stock Unit	$	M	2732.9354	Disposed	2021-11-20	Common Stock (2732.9354)	Direct

Footnotes

F1: The transaction was conducted under a Rule 10b5-1 trading plan.

F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2017, and the remaining balance vests semi-annually thereafter.

F4: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter.

F5: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.