QUALCOMM INC/DE — Director's Dealing 2019

Nov 22, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2019-11-20

Reporting Person: ROGERS ALEXANDER H (EVP & President, QTL)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-20	Common Stock	M	7272	$0.0	Acquired	22832	Direct
2019-11-20	Common Stock	M	7666	$0.0	Acquired	30498	Direct
2019-11-20	Common Stock	M	12718	$0.0	Acquired	43216	Direct
2019-11-20	Common Stock	F	3606	$85.62	Disposed	39610	Direct
2019-11-20	Common Stock	F	3621	$85.62	Disposed	35989	Direct
2019-11-20	Common Stock	F	6007	$85.62	Disposed	29982	Direct
2019-11-21	Common Stock	S	15000	$85.07	Disposed	14982	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-11-20	Restricted Stock Unit	$	M	7272.5097	Disposed	2019-11-20	Common Stock (7272.5097)	Direct
2019-11-20	Restricted Stock Unit	$	M	7666.0873	Disposed	2019-11-20	Common Stock (7666.0873)	Direct
2019-11-20	Restricted Stock Unit	$	M	12718.0146	Disposed	2020-11-20	Common Stock (12718.0146)	Direct

Footnotes

F1: The sale prices for this transaction ranged from $85.04 to $85.101. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3: The Restricted Stock Units (and allocable dividend equivalents) vest in four equal amounts on November 20, 2016, 2017, 2018 and 2019.

F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

F5: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.