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QUALCOMM INC/DE Director's Dealing 2018

Mar 13, 2018

10546_dirs_2018-03-13_2f4d5336-3aa0-4c4c-8862-4cbe6704ba30.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2018-03-09

Reporting Person: THOMPSON JAMES H (EVP, Engineering & CTO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-09 Common Stock M 62000 $43.24 Acquired 136482 Direct
2018-03-09 Common Stock S 50126 $62.6643 Disposed 86356 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-03-09 Non-Qualified Stock Option (right to buy) $43.24 M 62000 Disposed 2018-04-24 Common Stock (62000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3135 Indirect

Footnotes

F1: The sale prices for this transaction ranged from $62.65 to $62.79. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2: Includes 235 shares acquired on July 31, 2017 and 234 shares acquired on January 31, 2018 under the Company's Employee Stock Purchase Plan.

F3: Shares are held in individual trusts for the benefit of the reporting person's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.

F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.