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QUALCOMM INC/DE — Director's Dealing 2018
May 8, 2018
10546_dirs_2018-05-07_c0d726e1-bff5-46bb-b554-0146e90f5b95.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2018-05-05
Reporting Person: GROB MATTHEW S (EVP, Technology)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-05 | Common Stock | M | 10902 | $0.0 | Acquired | 10902 | Direct |
| 2018-05-05 | Common Stock | F | 3770 | $52.49 | Disposed | 7132 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-05 | Restricted Stock Unit | $ | M | 10902.0056 | Disposed | 2019-05-05 | Common Stock (10902.0056) | Direct |
| 2018-05-06 | Restricted Stock Unit | $ | A | 13512.9633 | Acquired | 2020-11-20 | Common Stock (13512.9633) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19580 | Indirect |
| Common Stock | 19580 | Indirect |
| Common Stock | 37071 | Indirect |
Footnotes
F1: Includes 234 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2018.
F2: Securities held by Dawn Grob, Trustee of the Dawn Grob 2015 Irrevocable Trust u/a dtd 3/17/15.
F3: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.
F4: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F5: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.
F6: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 6, 2018, the Compensation Committee certified that the performance vesting conditions were satisfied.
F7: These Restricted Stock Units include an initial grant of 13,262 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.
F8: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.