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QUALCOMM INC/DE Director's Dealing 2018

May 8, 2018

10546_dirs_2018-05-08_2d600a66-adb7-46af-8943-b7e883832d1b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2018-05-05

Reporting Person: Rosenberg Donald J (EVP & General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-05-05 Common Stock M 17839 $0.0 Acquired 17839 Direct
2018-05-05 Common Stock F 6169 $52.49 Disposed 11670 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-05-05 Restricted Stock Unit $ M 17839.7504 Disposed 2019-05-05 Common Stock (17839.7504) Direct
2018-05-06 Restricted Stock Unit $ A 40537.8709 Acquired 2020-11-20 Common Stock (40537.8709) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3694 Indirect
Common Stock 3694 Indirect
Common Stock 14844 Indirect

Footnotes

F1: Securities held by Mark Lindsay, Trustee of the Stacy K. Rosenberg Qualcomm Annuity Trust.

F2: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.

F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

F5: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 6, 2018, the Compensation Committee certified that the performance vesting conditions were satisfied.

F6: These Restricted Stock Units include an initial grant of 39,785 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F7: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.