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QUALCOMM INC/DE — Director's Dealing 2018
May 8, 2018
10546_dirs_2018-05-08_2d600a66-adb7-46af-8943-b7e883832d1b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2018-05-05
Reporting Person: Rosenberg Donald J (EVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-05 | Common Stock | M | 17839 | $0.0 | Acquired | 17839 | Direct |
| 2018-05-05 | Common Stock | F | 6169 | $52.49 | Disposed | 11670 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-05 | Restricted Stock Unit | $ | M | 17839.7504 | Disposed | 2019-05-05 | Common Stock (17839.7504) | Direct |
| 2018-05-06 | Restricted Stock Unit | $ | A | 40537.8709 | Acquired | 2020-11-20 | Common Stock (40537.8709) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3694 | Indirect |
| Common Stock | 3694 | Indirect |
| Common Stock | 14844 | Indirect |
Footnotes
F1: Securities held by Mark Lindsay, Trustee of the Stacy K. Rosenberg Qualcomm Annuity Trust.
F2: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.
F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.
F5: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 6, 2018, the Compensation Committee certified that the performance vesting conditions were satisfied.
F6: These Restricted Stock Units include an initial grant of 39,785 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.
F7: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.