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QUALCOMM INC/DE — Director's Dealing 2018
Aug 24, 2018
10546_dirs_2018-08-23_2371fab9-693b-4408-b70c-a990250d466f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2018-08-10
Reporting Person: THOMPSON JAMES H (EVP, Engineering & CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-02 | Common Stock | G | 1314 | $0.0 | Disposed | 97967 | Direct |
| 2018-08-09 | Common Stock | G | 90 | $0.0 | Disposed | 97877 | Direct |
| 2018-08-10 | Common Stock | J | 45453 | — | Disposed | 52424 | Direct |
| 2018-08-10 | Common Stock | J | 45453 | — | Disposed | 6971 | Direct |
| 2018-08-02 | Common Stock | G | 1314 | $0.0 | Acquired | 4449 | Indirect |
| 2018-08-09 | Common Stock | G | 90 | $0.0 | Acquired | 4539 | Indirect |
| 2018-08-10 | Common Stock | J | 45453 | — | Acquired | 45453 | Indirect |
| 2018-08-10 | Common Stock | J | 45453 | — | Disposed | 0 | Indirect |
| 2018-08-10 | Common Stock | J | 45453 | — | Acquired | 45453 | Indirect |
| 2018-08-10 | Common Stock | J | 45453 | — | Acquired | 45453 | Indirect |
Footnotes
F1: Dr. Thompson and his wife transmuted their community property interest in 90,906 shares to 45,453 shares as the separate property of Dr. Thompson and 45,453 shares as the separate property of his wife.
F2: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2018.
F3: In connection with an estate tax planning transaction, Dr. Thompson transferred 45,453 shares to a grantor trust which issued an unsecured promissory note to Dr. Thompson. Dr. Thompson, his spouse and children are the beneficiaries of the grantor trust.
F4: Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.
F5: In connection with an estate planning transaction, Dr. Thompson's spouse transferred 45,453 shares to a separate grantor trust which issued an unsecured promissory note to the spouse. Dr. Thompson, his spouse and their children are beneficiaries of the grantor trust.
F6: Securities held by Premier Trust, as trustee.