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QUALCOMM INC/DE Director's Dealing 2018

Oct 11, 2018

10546_dirs_2018-10-11_763401d7-6604-4f42-a31a-f8fb6ebb0b7e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2018-10-10

Reporting Person: AMON CRISTIANO R (President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-10-10 Common Stock M 20625 $40.7 Acquired 58045 Direct
2018-10-10 Common Stock S 20625 $68.72 Disposed 37420 Direct
2018-10-10 Common Stock M 68000 $55.31 Acquired 105420 Direct
2018-10-10 Common Stock S 68000 $68.84 Disposed 37420 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-10-10 Non-Qualified Stock Option (right to buy) $40.7 M 20625 Disposed 2019-10-22 Common Stock (20625) Direct
2018-10-10 Non-Qualified Stock Option (right to buy) $55.31 M 68000 Disposed 2019-07-05 Common Stock (68000) Direct

Footnotes

F1: The transaction was conducted under a Rule 10b5-1 trading plan.

F2: The sale prices for this transaction ranged from $68.49 to $68.96. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3: The sale prices for this transaction ranged from $68.49 to $69.26. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F4: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2018.

F5: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

F6: The options vest on the first anniversary of the date of grant as to 1/4th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.