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QUALCOMM INC/DE — Director's Dealing 2018
Oct 11, 2018
10546_dirs_2018-10-11_763401d7-6604-4f42-a31a-f8fb6ebb0b7e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2018-10-10
Reporting Person: AMON CRISTIANO R (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-10 | Common Stock | M | 20625 | $40.7 | Acquired | 58045 | Direct |
| 2018-10-10 | Common Stock | S | 20625 | $68.72 | Disposed | 37420 | Direct |
| 2018-10-10 | Common Stock | M | 68000 | $55.31 | Acquired | 105420 | Direct |
| 2018-10-10 | Common Stock | S | 68000 | $68.84 | Disposed | 37420 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-10 | Non-Qualified Stock Option (right to buy) | $40.7 | M | 20625 | Disposed | 2019-10-22 | Common Stock (20625) | Direct |
| 2018-10-10 | Non-Qualified Stock Option (right to buy) | $55.31 | M | 68000 | Disposed | 2019-07-05 | Common Stock (68000) | Direct |
Footnotes
F1: The transaction was conducted under a Rule 10b5-1 trading plan.
F2: The sale prices for this transaction ranged from $68.49 to $68.96. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: The sale prices for this transaction ranged from $68.49 to $69.26. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2018.
F5: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.
F6: The options vest on the first anniversary of the date of grant as to 1/4th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.