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QUALCOMM INC/DE Director's Dealing 2018

Nov 21, 2018

10546_dirs_2018-11-21_e143693d-d53d-47d1-995c-08743f9181a2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2018-11-20

Reporting Person: MODOFF BRIAN (EVP, Strategy and M&A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-20 Common Stock M 7162 $0.0 Acquired 32548 Indirect
2018-11-20 Common Stock M 8416 $0.0 Acquired 40964 Indirect
2018-11-20 Common Stock F 1744 $54.92 Disposed 39220 Indirect
2018-11-20 Common Stock F 3258 $54.92 Disposed 35962 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-20 Restricted Stock Unit $ M 7162.199 Disposed 2019-11-20 Common Stock (7162.199) Direct
2018-11-20 Restricted Stock Unit $ M 8416.5334 Disposed 2020-11-20 Common Stock (8416.5334) Direct

Footnotes

F1: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.