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QUALCOMM INC/DE — Director's Dealing 2018
Nov 21, 2018
10546_dirs_2018-11-21_107cda78-604e-40ad-97f7-5c6533caafa1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2018-11-20
Reporting Person: ROGERS ALEXANDER H (EVP & President, QTL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-20 | Common Stock | M | 7001 | $0.0 | Acquired | 11345 | Direct |
| 2018-11-20 | Common Stock | M | 5766 | $0.0 | Acquired | 17111 | Direct |
| 2018-11-20 | Common Stock | M | 7380 | $0.0 | Acquired | 24491 | Direct |
| 2018-11-20 | Common Stock | M | 12242 | $0.0 | Acquired | 36733 | Direct |
| 2018-11-20 | Common Stock | F | 2421 | $54.92 | Disposed | 34312 | Direct |
| 2018-11-20 | Common Stock | F | 1994 | $54.92 | Disposed | 32318 | Direct |
| 2018-11-20 | Common Stock | F | 3298 | $54.92 | Disposed | 29020 | Direct |
| 2018-11-20 | Common Stock | F | 6645 | $54.92 | Disposed | 22375 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-20 | Restricted Stock Unit | $ | M | 5766.792 | Disposed | 2018-11-20 | Common Stock (5766.792) | Direct |
| 2018-11-20 | Restricted Stock Unit | $ | M | 7001.2533 | Disposed | 2019-11-20 | Common Stock (7001.2533) | Direct |
| 2018-11-20 | Restricted Stock Unit | $ | M | 7380.1507 | Disposed | 2019-11-20 | Common Stock (7380.1507) | Direct |
| 2018-11-20 | Restricted Stock Unit | $ | M | 12242.6079 | Disposed | 2020-11-20 | Common Stock (12242.6079) | Direct |
Footnotes
F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F2: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.
F3: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fourth amounts on November 20, 2016, 2017, 2018 and 2019.
F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.
F5: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.