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QUALCOMM INC/DE Director's Dealing 2018

Nov 21, 2018

10546_dirs_2018-11-21_d77ee9c2-f183-42d2-b39f-7128b113cd05.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2018-11-20

Reporting Person: Rosenberg Donald J (EVP & General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-20 Common Stock M 13773 $0.0 Acquired 13773 Direct
2018-11-20 Common Stock F 7476 $54.92 Disposed 6297 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-20 Restricted Stock Unit $ M 13773.4532 Disposed 2020-11-20 Common Stock (13773.4532) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3694 Indirect
Common Stock 3694 Indirect
Common Stock 15031 Indirect

Footnotes

F1: Securities held by Mark Lindsay, Trustee of the Stacy K. Rosenberg Qualcomm Annuity Trust.

F2: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.

F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.