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QUALCOMM INC/DE — Director's Dealing 2018
Nov 21, 2018
10546_dirs_2018-11-21_9f558aa1-ee1f-4d53-b2cb-a490b1a49456.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2018-11-20
Reporting Person: STERLING MICHELLE M (EVP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-20 | Common Stock | M | 3612 | $0.0 | Acquired | 10296 | Indirect |
| 2018-11-20 | Common Stock | M | 2420 | $0.0 | Acquired | 12716 | Indirect |
| 2018-11-20 | Common Stock | M | 7162 | $0.0 | Acquired | 19878 | Indirect |
| 2018-11-20 | Common Stock | M | 8416 | $0.0 | Acquired | 28294 | Indirect |
| 2018-11-20 | Common Stock | F | 1249 | $54.92 | Disposed | 27045 | Indirect |
| 2018-11-20 | Common Stock | F | 953 | $54.92 | Disposed | 26092 | Indirect |
| 2018-11-20 | Common Stock | F | 3551 | $54.92 | Disposed | 22541 | Indirect |
| 2018-11-20 | Common Stock | F | 4173 | $54.92 | Disposed | 18368 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-20 | Restricted Stock Unit | $ | M | 3612.6467 | Disposed | 2018-11-20 | Common Stock (3612.6467) | Direct |
| 2018-11-20 | Restricted Stock Unit | $ | M | 2420.7534 | Disposed | 2018-11-20 | Common Stock (2420.7534) | Direct |
| 2018-11-20 | Restricted Stock Unit | $ | M | 7162.199 | Disposed | 2019-11-20 | Common Stock (7162.199) | Direct |
| 2018-11-20 | Restricted Stock Unit | $ | M | 8416.5334 | Disposed | 2020-11-20 | Common Stock (8416.5334) | Direct |
Footnotes
F1: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.
F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F3: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.
F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.
F5: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.