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QUALCOMM INC/DE — Director's Dealing 2018
Dec 21, 2018
10546_dirs_2018-12-21_b0aaa873-8f93-43b0-8519-b080d63c664f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2018-12-20
Reporting Person: MOLLENKOPF STEVEN M (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-20 | Common Stock | M | 108426 | $0.0 | Acquired | 583470 | Indirect |
| 2018-12-20 | Common Stock | F | 53758 | $56.37 | Disposed | 529712 | Indirect |
| 2018-12-20 | Common Stock | M | 97583 | $0.0 | Acquired | 627295 | Indirect |
| 2018-12-20 | Common Stock | F | 48382 | $56.37 | Disposed | 578913 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-20 | Restricted Stock Unit | $ | M | 108426.748 | Disposed | 2018-12-12 | Common Stock (108426.748) | Direct |
| 2018-12-20 | Restricted Stock Unit | $ | M | 97583.3641 | Disposed | 2018-12-12 | Common Stock (97583.3641) | Direct |
Footnotes
F1: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.
F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F3: These Restricted Stock Units (and allocable dividend equivalents) vest in equal amounts on December 12, 2016, 2017 and 2018.
F4: These Restricted Stock Units (and allocable dividend equivalents) vest in equal amounts on December 12, 2014, 2015, 2016, 2017 and 2018.