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QUALCOMM INC/DE — Director's Dealing 2018
Jan 10, 2018
10546_dirs_2018-01-10_58286773-8cb4-49bf-a562-3321410186ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2018-01-09
Reporting Person: GROB MATTHEW S (EVP, Technology)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-09 | Common Stock | M | 43000 | $58.24 | Acquired | 43000 | Direct |
| 2018-01-09 | Common Stock | S | 43000 | $65.3483 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-09 | Non-Qualified Stock Option (right to buy) | $58.24 | M | 43000 | Disposed | 2018-07-09 | Common Stock (43000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19580 | Indirect |
| Common Stock | 19580 | Indirect |
| Common Stock | 36837 | Indirect |
Footnotes
F1: The transaction was conducted under a Rule 10b5-1 trading plan.
F2: The sale prices for this transaction ranged from $64.98 to $65.86. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: Securities held by Dawn Grob, Trustee of the Dawn Grob 2015 Irrevocable Trust u/a dtd 3/17/15.
F4: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.
F5: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.