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QUALCOMM INC/DE — Director's Dealing 2017
Nov 21, 2017
10546_dirs_2017-11-21_9eaee2f2-cc2a-44c6-845c-8e924ebda03f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2017-11-20
Reporting Person: ROGERS ALEXANDER H (EVP & President, QTL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-20 | Common Stock | M | 7107 | $0.0 | Acquired | 8527 | Direct |
| 2017-11-20 | Common Stock | M | 5552 | $0.0 | Acquired | 14079 | Direct |
| 2017-11-20 | Common Stock | M | 6741 | $0.0 | Acquired | 20820 | Direct |
| 2017-11-20 | Common Stock | M | 2092 | $0.0 | Acquired | 22912 | Direct |
| 2017-11-20 | Common Stock | F | 4043 | $66.47 | Disposed | 18869 | Direct |
| 2017-11-20 | Common Stock | F | 786 | $66.47 | Disposed | 18083 | Direct |
| 2017-11-20 | Common Stock | F | 2534 | $66.47 | Disposed | 15549 | Direct |
| 2017-11-20 | Common Stock | F | 2640 | $66.47 | Disposed | 12909 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-20 | Restricted Stock Unit | $ | M | 2092.3846 | Disposed | 2017-11-20 | Common Stock (2092.3846) | Direct |
| 2017-11-20 | Restricted Stock Unit | $ | M | 5552.6524 | Disposed | 2018-11-20 | Common Stock (5552.6524) | Direct |
| 2017-11-20 | Restricted Stock Unit | $ | M | 7107.1405 | Disposed | 2019-11-20 | Common Stock (7107.1405) | Direct |
| 2017-11-20 | Restricted Stock Unit | $ | M | 6741.2739 | Disposed | 2019-11-20 | Common Stock (6741.2739) | Direct |
Footnotes
F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F2: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2015, 2016 and 2017.
F3: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.
F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.
F5: The Restricted Stock Units (and allocable dividend equivalents) vest in four equal amounts on November 20, 2016, 2017, 2018 and 2019.