Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

QUALCOMM INC/DE Director's Dealing 2017

Apr 24, 2017

10546_dirs_2017-04-24_2803dcfa-73d6-4e46-a5d8-53daf371c7ba.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2017-04-21

Reporting Person: THOMPSON JAMES H (EVP, Qualcomm Technologies Inc)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-04-21 Common Stock M 25000 $44.63 Acquired 76246 Direct
2017-04-21 Common Stock S 25000 $52.529 Disposed 51246 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-04-21 Non-Qualified Stock Option (right to buy) $44.63 M 25000 Disposed 2017-04-26 Common Stock (25000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1620 Indirect

Footnotes

F1: The transaction was conducted under a Rule 10b5-1 trading plan.

F2: The sale prices for this transaction ranged from $52.21 to $52.79. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3: Includes 202 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2017.

F4: Shares are held in individual trusts for the benefit of the reporting person's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.

F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.