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QUALCOMM INC/DE — Director's Dealing 2017
Apr 24, 2017
10546_dirs_2017-04-24_2803dcfa-73d6-4e46-a5d8-53daf371c7ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2017-04-21
Reporting Person: THOMPSON JAMES H (EVP, Qualcomm Technologies Inc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-21 | Common Stock | M | 25000 | $44.63 | Acquired | 76246 | Direct |
| 2017-04-21 | Common Stock | S | 25000 | $52.529 | Disposed | 51246 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-21 | Non-Qualified Stock Option (right to buy) | $44.63 | M | 25000 | Disposed | 2017-04-26 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1620 | Indirect |
Footnotes
F1: The transaction was conducted under a Rule 10b5-1 trading plan.
F2: The sale prices for this transaction ranged from $52.21 to $52.79. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: Includes 202 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2017.
F4: Shares are held in individual trusts for the benefit of the reporting person's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.
F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.