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QUALCOMM INC/DE — Director's Dealing 2017
Oct 20, 2017
10546_dirs_2017-10-20_3a9ab438-8e4e-4494-994b-68170deb2ec2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2017-10-19
Reporting Person: MODOFF BRIAN (EVP, Strategy and M&A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-19 | Common Stock | M | 7695 | $0.0 | Acquired | 16013 | Indirect |
| 2017-10-19 | Common Stock | F | 2104 | $52.29 | Disposed | 13909 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-19 | Restricted Stock Unit | $ | M | 7695.8385 | Disposed | 2018-10-19 | Common Stock (7695.8385) | Direct |
Footnotes
F1: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.
F2: Includes 202 shares acquired on January 31, 2017 and 235 shares acquired on July 31, 2017 under the Company's Employee Stock Purchase Plan.
F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 19, 2016, 2017 and 2018.