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QUALCOMM INC/DE — Director's Dealing 2017
Aug 22, 2017
10546_dirs_2017-08-22_7554e09a-d5fc-4210-84a2-5c1f9355f08b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2017-08-20
Reporting Person: STERLING MICHELLE M (EVP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-20 | Common Stock | M | 7217 | $0.0 | Acquired | 7452 | Indirect |
| 2017-08-20 | Common Stock | F | 2712 | $51.92 | Disposed | 4740 | Indirect |
| 2017-08-21 | Common Stock | S | 4740 | $51.8816 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-20 | Restricted Stock Unit | $ | M | 7217.6101 | Disposed | 2018-08-20 | Common Stock (7217.6101) | Direct |
Footnotes
F1: Includes 235 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2017.
F2: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.
F3: The transaction was conducted under a Rule 10b5-1 trading plan.
F4: The sale prices for this transaction ranged from $51.74 to $52.01. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F6: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fourth amounts on August 20, 2015, 2016, 2017 and 2018.