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QUALCOMM INC/DE Director's Dealing 2017

Aug 22, 2017

10546_dirs_2017-08-22_7554e09a-d5fc-4210-84a2-5c1f9355f08b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2017-08-20

Reporting Person: STERLING MICHELLE M (EVP, Human Resources)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-20 Common Stock M 7217 $0.0 Acquired 7452 Indirect
2017-08-20 Common Stock F 2712 $51.92 Disposed 4740 Indirect
2017-08-21 Common Stock S 4740 $51.8816 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-08-20 Restricted Stock Unit $ M 7217.6101 Disposed 2018-08-20 Common Stock (7217.6101) Direct

Footnotes

F1: Includes 235 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2017.

F2: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

F3: The transaction was conducted under a Rule 10b5-1 trading plan.

F4: The sale prices for this transaction ranged from $51.74 to $52.01. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F6: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fourth amounts on August 20, 2015, 2016, 2017 and 2018.