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QUALCOMM INC/DE — Director's Dealing 2017
May 11, 2017
10546_dirs_2017-05-11_03bfee1f-a317-4938-8197-856d234b0a3d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2017-05-05
Reporting Person: THOMPSON JAMES H (EVP, Qualcomm Technologies Inc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-05 | Common Stock | M | 10477 | $0.0 | Acquired | 61723 | Direct |
| 2017-05-05 | Common Stock | M | 13805 | $0.0 | Acquired | 75528 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-05 | Restricted Stock Unit | $ | M | 10477.4567 | Disposed | 2019-05-05 | Common Stock (10477.4567) | Direct |
| 2017-05-05 | Restricted Stock Unit | $ | M | 13805.2032 | Disposed | 2019-05-05 | Common Stock (13805.2032) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1620 | Indirect |
Footnotes
F1: Shares are held in individual trusts for the benefit of the reporting person's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.
F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F3: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019.
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